Monday, June 30, 2025

Lateral Thinking Principles

 

Lateral Thinking Principles                 


 

“If you want to think what nobody else thinks, ask a question that nobody else asks.” 

                                                                --Paul Sloane, lateral thinking expert

 

Lateral thinking is a problem-solving approach designed to encourage creative outside-the-box solutions to difficult problems.  Developed by Edward de Bono in the 1960s, it is based on four principles: recognizing assumptions and challenging dominant ideas; searching for alternatives (asking better questions; challenging assumptions, and generating innovative, non-logical solutions. 

Principles

Recognizing dominant ideas, or conventional ways of looking at problems, is the way to begin to see them in a new light—but the conventions need to be identified in order to steer around or away from them.  Searching for alternatives refers to finding new ways of seeing, so that problems can be redefined or defined within a novel context, one that may be quite distant from its ordinary surrounding assumptions. Challenging assumptions is when the ordinary thinking patterns can be left behind, as sub-optimal traps, by contrarian thinking.  An entirely unexpected point of view yields entirely new insights not available by conventional means.

This is because the usual ways of framing and breaking out of the frame in group thinking have been tried and found less than successful—merely extending existing assumptions isn’t the answer.  Generating novel solutions gives a new lease to open-mindedness in developing new thinking styles with a sharper turning ratio (this is the strength of the cheetah, angling its top speed as the fastest land animal).

The innovative, non-logical (non-vertical) solutions come from looking at the same problem from different angles, seemingly so different and distant that they can’t fit the problem at hand.  So the very nature of the problem is reconsidered across these four stages as well as, of course, novel options that can serve as solutions.  Robert Pirsig, author of Zen and the Art of Motorcycle Maintenance (1974), says

Lateral knowledge is knowledge that’s from a wholly unexpected direction, from a direction that is not even understood as a direction until the knowledge forces itself upon one.  Lateral truths point to the falseness of axioms and postulates underlying one’s existing system of getting at truth.

Here is an example of a lateral thinking question, based on minimal information:

 If Chinese men eat more rice than Japanese men, why is this true? 

Lateral questions 

Does this mean that each individual consumes more rice, or that the total number of people do?  There are many times more Chinese men than Japanese men (over 11 times more) – the aggregate number presents the simplest answer making the fewest assumptions.  Often in lateral thought (also called horizontal thinking), the most straightforward answer is the best one, bypassing more elaborate pre-assumptions.  Therefore, the lateral approach finds ways to escape thinking that is anchored in context, or a context we believe is necessary to both problem and solution.  In the best solution-finding, the anchor is a false security; only our thinking about its nature is limited.  Immediate circumstances, even if they exist only in the mind, constrain our thinking.  That narrowed thought process will constrain the solution—just when it doesn’t need to be constrained by vertical thinking but released from invisible barriers to yield a far superior resolution from the side.    

The nine-dot problem is a classic example.  The challenge is to connect with four straight lines every dot--without lifting your pencil or retracing any lines.  This puzzle is the classic think-outside-the-box example (see solution at the end).

Lateral thinking is the mainstay of working out solutions to hard-to-solve mysteries, real as well as fictional.  The detective must recognize a clue as having a sideways, non-obvious entry into revelation of the truth of the crime / puzzle.  This recognition factor is the power behind the lateral approach.  This skill is the soul of the fictional sleuth Sherlock Holmes.

Lateral analysis over AI

“As AI is getting smarter, young college grads may be getting dumber.  They can regurgitate information and ideas but struggle to come up with novel insights or analyze issues from different directions.  They don’t learn how to think through, express, or defend ideas,” says Allysia Findley in The Wall Street Journal.  Fluid recognition is key to what humans are good at, even though we don’t always allow ourselves to flex that imaginative power.  We prefer the safety of vertical thinking one step at a time, each building on the last.  We also prefer well-defined problems, meaning those that are so straightforward that the answer is contained in the question itself.  Think of the way an algebra problem lays out X, the unknown, so that the rest of the equation can work up the solution from the knowns.  

But a lateral exercise in problem definition is in riddles, where the reworking of language as word definition and re-defining holds the solution.   Here’s one for kids: “What is always coming, but never arrives?”  Answer: Tomorrow.  “Arriving” happens in time, not space.

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Solution: The lines extend beyond the framework of the square, which is the only way the solution can be achieved—by thinking outside the box.  There was no rule stating that this method is not allowed.  The restriction is only a mental one.  Or a cultural barrier so thick that we don’t even realize it’s there.